Fluorescence-guided hepatobiliary surgery with long and short wavelength fluorophores
Review Article on Imaging and HPB Surgery

Fluorescence-guided hepatobiliary surgery with long and short wavelength fluorophores

Thinzar M. Lwin1, Robert M. Hoffman1,2,3, Michael Bouvet1,3

1Department of Surgery, University of California San Diego, San Diego, CA, USA; 2AntiCancer, Inc., San Diego, CA, USA; 3VA San Diego Healthcare System, San Diego, CA, USA

Contributions: (I) Conception and design: All authors; (II) Administrative support: None; (III) Provision of study material or patients: None; (IV) Collection and assembly of data: TM Lwin; (V) Data analysis and interpretation: All authors; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

Correspondence to: Michael Bouvet, MD. Department of Surgery, University of California San Diego, Moores Cancer Center, 3855 Health Sciences Drive #0987, La Jolla, CA 92093-0987, USA. Email: mbouvet@ucsd.edu.

Importance: Fluorescence-guided surgery (FGS) is a potentially powerful tool for hepatobiliary (HPB) surgery. The high sensitivity of fluorescence navigation is especially useful in settings where tactile feedback is limited.

Objective: The present narrative review evaluates literature on the use of FDA-approved fluorophores such as methylene blue (MB), 5-aminolevulinic acid (5-ALA), and indocyanine green (ICG) for clinical intra-operative image-guidance during HPB surgery.

Evidence Review: Approaches such as dosing, timing, imaging devices and comparative endpoints are summarized. The feasibility and safety of fluorophores in visualizing the biliary tree, identify biliary leaks, outline anatomic hepatic segments, identify tumors, and evaluate perfusion and graft function in liver transplants are discussed.

Findings: Tumor-specific probes are a promising advancement in FGS with a greater degree of specificity. The current status of tumor-specific probes being evaluated in clinical trials are summarized.

Conclusions and Relevance for Reviews: Relevant discussion of promising tumor-specific probes in pre-clinical development are discussed. Fluorescence-guidance in HPB surgery is relatively new, but current literature shows that the dyes are reliably able to outline desired structures with a variety of dosing, timing, and imaging devices to provide real-time intra-operative anatomic information to surgeons. Development of tumor-specific probes will further advance the field of HPB surgery especially during oncologic resections.

Keywords: Fluorescence-guided surgery (FGS); methylene blue (MB); 5-aminolevulinic acid (5-ALA); indocyanine green (ICG); hepatobiliary surgery (HPB surgery); tumor-specific probes; near-infrared fluorescence (NIR fluorescence)


Submitted Mar 21, 2019. Accepted for publication Jul 12, 2019.

doi: 10.21037/hbsn.2019.09.13


Introduction

A critical issue in surgical treatment of hepatobiliary (HPB) lesions is the need for accurate localization, resection, and reconstruction, while sparing parenchyma and preserving function. High-resolution, contrast-enhanced pre-operative imaging can approximate the lesion in relation to adjacent structures. However, these images are usually obtained weeks, or even months prior to surgery. Registration of these images with intra-operative anatomy can be imprecise. Once in the operating room, surgeons must rely on visual inspection, tactile palpation and clinical judgment to determine location and set resection margins.

The use of ultrasound and its incorporation into the intra-operative environment in the 1980’s enhanced the precision of tumor localization (1). This gave surgeons the ability to visualize tumors in real-time. The use of intra-operative ultrasound (IOUS) improved the detection and localization of lesions by up to 35% when compared with traditional cross-sectional imaging (2). This is especially useful for lesions not readily visible on the surface of the liver.

Fluorescence imaging can further enhance the ability of surgeons to see lesions in real-time. Fluorescence is based on the use of an exogenous chromophore agent, which emits a signal when excited with light of a specific wavelength. Fluorophores within the visible spectrum emit a signal that is detectable with the naked eye while fluorophores at the near-infrared (NIR) spectrum require an imaging device to detect the signal (3). NIR fluorophores are more commonly used for intra-operative imaging due to decreased light scattering, auto-fluorescence, tissue absorption and increased tissue penetration (4,5). Differential biodistribution of these agents are exploited for contrast enhancement of the surgical field.

The three commonly used, FDA-approved fluorophores for intra-operative imaging are: methylene blue (MB), 5-aminolevulinic acid (5-ALA), and indocyanine green (ICG). The present literature review seeks to describe the clinical uses of these fluorophores in HPB surgery and highlight key relevant studies regarding efficacy. MB is both a visible wavelength non-specific fluorophore when used at millimolar doses and an NIR 700 nm fluorophore when used at micromolar doses. 5-ALA is visible wavelength semi-specific fluorophore. Both MB and 5-ALA have been used to a limited degree for fluorescence-guided HPB surgery and therefore will only be briefly discussed here. ICG is a non-specific NIR fluorophore and has a rapidly-expanding body of literature describing its applications for intra-operative guidance of HPB procedures. The use of ICG for visualizing the gallbladder, bile ducts, liver segments, liver tumors, and liver transplant will be discussed. While ICG as a NIR fluorophore is sensitive, it is not specific and tumor-specific fluorescent antibodies are an exciting next generation of probes. Currently, developing molecules and their status in clinical trials will also be reviewed here.

We present the following article in accordance with the Narrative Review reporting checklist (available at http://dx.doi.org/10.21037/hbsn.2019.09.13).


Methods

A Medline search was performed via PubMed using the keyword “fluorescence” with the following HBP surgery related keywords: “cholecystectomy”, “cholangiography”, “bile duct”, “hepatectomy”, “hepatic resection”, “liver resection”, “hepatobiliary surgery”, “liver transplant”, “pancreatic surgery” in conjunction with the following 3 fluorophores “methylene blue”, “5-ALA”, “ICG”. Studies on the use of fluorescence-guided surgery (FGS) for pancreatic surgery were deferred for the purpose of this manuscript. Original studies were retrieved and selected by authors for clinical relevance to FGS. Papers were selected for their use of fluorophores for clinical intra-operative image-guidance during HPB surgery. Approaches and uses of the fluorophores are summarized. Studies were required to be written in English, and accessible through the University of California Systems Library. Pre-clinical animal studies and reviews were not included here. Studies were organized into a database using Microsoft Excel and summarized into tables. In discussing tumor-specific NIR fluorescent probes, relevant pre-clinical studies are mentioned. To evaluate current status of FGS in clinical trials, a review of clinicaltrials.gov was performed using the following HPB surgery related key words with fluorescence related keywords such as “ICG”, “fluorescence”, “fluorescence-guided surgery”, “fluorophore”, and “near-infrared as well as “tumor-specific probes”. Additional searches were performed directly using the names of the principal investigators resulted on the initial query. References of the included articles were checked to ensure that no additional relevant studies were missed with the search criteria. The number of overall articles recovered and reviewed specific to each topic are summarized in Table 1.

Table 1
Table 1 Summary of number of articles reviewed for relevance to FGS
Full table

MB

MB is a water soluble heptically and renally eliminated molecule which traditionally has been used at high millimolar doses for sentinel lymph node detection under bright light in melanoma and breast cancer (6). At low micromolar concentrations, it exhibits fluorescence properties, emitting a peak signal at 688 nm (7). The mechanism behind the accumulation of MB at tumors is unclear. Within the field of HPB surgery, MB has been used more commonly as a visible stain with white-light visualization rather than as a fluorophore for FGS. It has been used to delineate anatomic segments, check for bile leaks, and evaluate extrahepatic biliary structures. When using MB as a contrast agent during cholecystectomy, the dye is injected directly into the gallbladder infundibulum to outline the extrahepatic biliary tree (8). During liver surgery, MB can be directed to the segment to be removed via injection of dye into the appropriate portal vein branch under ultrasound guidance (9). MB was found to be most useful during parenchymal dissection as there was a clear color difference between the two areas beyond surface boundaries (10). When used to detect bile leaks at the cut edge of the liver, the dye is injected through a trans-cystic tube. In several studies, the postoperative biliary leakage rate was reduced by the MB test (3.6% vs. 7.3%, P<0.05) and on multivariate analysis, the absence of an MB test was an independent risk factor for a bile leak (OR =2.6, 95% CI: 1.43–4.65, P=0.002) (11,12). In transplant surgery, it was used to demonstrate that abdominal drains were not needed after donor hepatectomies if the MB bile leak test was negative (13).

MB has more commonly been used as a visible dye under white light for HPB procedures, but due to the superior tissue penetration of NIR fluorescence and its ability to emit a signal at around 700 nm, it has recently been explored as an agent for FGS. While there is limited use of MB for FGS described in the clinical literature, it has been compared against ICG in some pre-clinical studies and the advantages of a low liver signal, rapid fluorescence (within 5–20 minutes), and possibility of repeat dosing were noted (14,15). The disadvantages are that the signal overall is weaker and the mechanism by which MB accumulates at lesions is unclear. The dye also has the potential adverse effects of interfering with pulse oximetry, skin or urine discoloration, and anaphylaxis and hemolysis in G6PD- deficient patients.

As a fluorophore for fluorescence-guided HPB procedures, MB has only been examined in isolated case reports. There were no studies evaluating the use of MB in fluorescence-guided hepatectomies, cholecystectomies, or in liver transplants.

5-ALA

5-ALA is a water-soluble molecule that is processed by the porphyrin synthesis pathway into protoporphyrin IX (PPIX) that emits a peak signal at 635 nm (16). PPIX in normal cells is converted to heme by ferrochelatase (FC) in mitochondria and eventually excreted into bile after heme is converted to biliverdin and bilirubin in the cytoplasm. The fluorophore is semi-selective. The fluorescence signal in cancer cells is due to increased porphobilinogen deaminase (PBG-D) synthesis of PPIX and decreased activity of FC, leading to an overall preferential accumulation of PPIX at tumors (17). 5-ALA can penetrate the blood-brain barrier and this property has been exploited for FGS of brain tumors (18). It has also been utilized in dermatology and urology for detection of lesions (19,20).

Regarding HPB procedures, 5-ALA has been evaluated for visualization of liver lesions. There are 5 studies describing the use of 5-ALA for visualization in the literature. Schneider et al. first described fluorescence intra-operative imaging of hepatocellular carcinoma (HCC) (described as “photodynamic diagnosis” or PDD) in a case report of a patient with HCC who was found to have additional hepatic micro-metastases which would have been missed with conventional white-light laparoscopy (21). In this case report, they used an oral solution of 20 mg/kg 5-ALA and imaged with the Storz D-Light AF-system laparoscope (Karl Storz GmbH, Tuttlingen, Germany) 6 hours after administration. In their subsequent case series they reported that the use of fluorescence imaging yielded detection of more metastatic lesions in 4 of 9 patients compared to white light (22). While the work demonstrated the feasibility of detection, it did not describe the surgical resection based on fluorescence-guidance.

Work by Inoue et al. describes the largest experience with 5-ALA-based FGS. The group first described their experience with a series of 70 patients who underwent liver resection for liver tumors (23). The patients had oral administration of 1 gram of 5-ALA in 20 mL 50% glucose solution 3 hours prior to surgery and imaging was performed with a specific blue light (Esperaluz ESLZ-PD-HLVL405; CCS Inc., Kyoto, Japan) and a SC-52 Fuji filter (Fuji Film, Tokyo, Japan) for open surgeries and a Storz D-Light AF-laparoscope (Karl Storz GmbH, Tuttlingen, Germany) for minimally-invasive procedures. They note that the technology was most useful for tumors on the surface of the liver and was especially useful in laparoscopic surgery where palpation is limited. It was effective for margin assessment during parenchymal transection. There was a100% sensitivity for detection of HCC, 85.7% for colorectal liver metastases (CLM), and 100% for liver tumors of various etiologies with an overall sensitivity of 5-ALA for detection of 92.5%. The margins of resection were negative for all patients in the case series (vs. 8% in their historical controls) despite having significantly smaller margin width in the specimen of 6.7±6.9 (range 0–27) mm [vs. 9.2±7.0 (range 0–47) mm in their historical controls] (P=0.0083) that was attributable to fluorescence guidance. The same group compared the use of 5-ALA and ICG in 134 patients using 5-ALA, 1 gram given 3 hours before surgery with imaging devices as described above, and 0.5 mg/kg of ICG intravenously 14 days after surgery using photodynamic eye (PDE) (Hamamatsu Photonics, Shizuoka, Japan) for imaging. The sensitivity, specificity and accuracy of 5-ALA for detecting the main tumors were 57%, 100% and 58%, respectively, compared to the sensitivity, specificity and accuracy of ICG of 96%, 50% and 94% respectively. The use of fluorescence technology allowed detection of 5 additional lesions missed by pre-operative imaging. They noted that ICG was more sensitive and less specific while 5-ALA was more specific but less sensitive, but both were useful in detecting small superficial tumors on the liver surface.

Inoue et al. also retrospectively evaluated the use of 5-ALA PDD for visualization of bile leaks in the above cohort of patients (24). As the metabolized product is extracted in the bile, it is detectable by fluorescence. Rather than retrograde injection of various dyes at non-physiologic pressures, the physiologic metabolism and biliary excretion after oral 5-ALA intake make it useful for detection of bile leaks at physiologic draining pressures without the use of catheters to cannulate the biliary tree. There were 9 patients with intra-operatively detected bile leaks, but the use of fluorescence imaging with 5-ALA showed a bile leak in 6 additional patients. They concluded that there was a statistically-significant difference although they number of patients who had bile leaks diagnosed using 5-ALA fluorescence imaging was very small.

5-ALA is a useful, orally-administered compound for intra-operative fluorescence imaging and guidance of liver lesions and bile leaks. It has not been described for use in fluorescence-guided cholecystectomy or liver transplant. 5-ALA is a semi-selective fluorophore for tumors based on their aberrant metabolism of the dye. It is more specific than either MB or ICG based on the limited literature available. It has limited signal in the hepatic parenchyma, but is more concentrated in bile, making it potentially useful to evaluate bile leaks. Drawbacks are that it is a visible wavelength fluorophore and is very limited in visualizing deeper lesions, an issue commonly described in the studies mentioned above. While minor, its route of oral administration can be an issue in patients who are unable to tolerate any oral intake. Additionally, it appears to cause adverse reactions such as photodermatosis (sunburn) needing 24 hour avoidance of sunlight exposure, GI upset, and abnormalities in liver function tests (25,26).

ICG

ICG is a water-soluble molecule that binds to plasma proteins, undergoes hepatic metabolism and biliary elimination (27). It was initially used for fundoscopy and estimation of cardiac and hepatic function (28). However due to its vascular partitioning, near exclusive biliary elimination mechanisms, and low toxicity, it has been used for a number of surgical procedures. ICG emits at NIR wavelengths with a peak signal at 830 nm that allows for increased tissue depth penetration of up to 10 mm (29). There are a wide array of ICG-optimized surgical imaging devices available (5,30). The NIR wavelength window also has decreased auto-fluorescence leading to background noise and increased contrast of the visualized structure (4). ICG has been widely used to evaluate tissue perfusion and lymphatic mapping. Within the field of HPB surgery, the hepatic metabolism of ICG makes it useful for many intra-operative real-time imaging approaches. It is especially useful for non-invasive fluorescence cholangiography to evaluate the biliary tree. It can be used to selectively perfuse segments of the liver to better identify the boundaries of anatomic resection as well as to detect bile leakage after hepatic resections. Due to the enhanced permeability and retention (EPR) of ICG by disorganized neoplastic tissue, it is also useful in oncologic procedures, especially visualizing cancers of the HPB system.

ICG for evaluating the gallbladder and biliary tree

Intra-operative cholangiography (IOC) has been essential for intra-operative visualization of the biliary tree since its first introduction in 1930’s by Dr. Mirizzi (31). The use of IOC allows surgeons to better define the biliary anatomy, achieve early recognition and decrease severity of biliary injury should it occur (32). However, IOC is often cumbersome, resource-intensive, requires X-ray exposure, and administration of contrast which is invasive as it requires cannulation of the biliary tree. There can also be anatomic limitations to IOC especially in the setting of severe cholecystitis with friable tissue leading to inability to cannulate and further dissection would lead to increased risk of biliary injury.

Ishizawa first showed feasibility of ICG cholangiography to evaluate the biliary system by comparing trans-cystic administration and intravenous administration of ICG in 2008 using an open-field NIR fluorescence imaging device in patients undergoing open donor hepatectomy or open cholecystectomy (33). This approach was adapted into a minimally-invasive setting using intravenous ICG administration with a fluorescence laparoscope for patients undergoing laparoscopic cholecystectomy. In all 52 patients, the cystic duct was easily identified, and in 50 patients the cystic to common hepatic duct junction was easily identified under fluorescence prior to any dissection (34). After dissection, the cystic to common hepatic duct junction was identified in all patients under fluorescence imaging. The technology also identified unusual biliary anatomy such as accessory hepatic ducts and unusual cystic to common hepatic duct junctions, such as short cystic ducts and parallel or spiral junctions which place patients at high risk of bile duct injuries.

There were 33 different studies from different groups reporting on the results of their studies of cholecystectomies under fluoresence guidance. They are summarized in Table 2. Fluorescence-guidance is useful in helping identify the cystic duct-common bile duct (CD-CBD) junction during cholecystectomies for many indications: cholelithiasis, acute cholecystitis, chronic cholecystitis, or cholecystitis needing a percutaneous cholecystostomy tube. Optimal dosing of ICG and timing of visualization are still variable, as demonstrated in Table 2, a dose of 2.5 mg intravenous approximately 1–2 hours prior to surgery seems to be the most widely used approach with acceptable liver background fluorescence. There is variability in approaches to dye delivery: intravenous vs. direct biliary injection. Regardless of the dose, schedule and route, the use of ICG was effective in identifying the critical view of safety (CVS) during different approaches to cholecystectomies in the reviewed studies. These groups looked at laparoscopic, robotic, or single-incision approaches to fluorescence-guided cholecystectomies using a variety of fluorescence- enabled scopes. Hammamatsu, Storz, Stryker, Noavadaq, Olympus, and DaVinci Flirefly are the most commonly used in the operating room. The strength of the light source, the sensitivity of the camera capturing images, the proprietary software to process the image and render a “threshold” to display a positive fluorescence signal, as well as the final image output format (black and white vs. color overlay vs. intensity-based heat map) are heterogeneous and variable across different devices. All these above factors affect the quality of the image that the surgeon can use. As these variables are heterogenous, it is difficult to directly compare them. Consensus of the available literature in this specific application of ICG FGS is very encouraging. Compared to bright-light surgery, most studies found that the use of ICG fluorescence guidance led to a higher identification rate of the cystic duct, the CD-CBD junction, the CVS, a shorter time to identification of vital structures, clearer dissection plane between the gallbladder and hepatic fossa, and improved identification of accessory hepatic ducts or recognition of aberrant anatomy if present. Boni et al. comment that they were able to identify the biliary anatomy in all cases where ICG was used, irrespective of whether the tissue was normal or inflamed (49). Contrary to this, Hiwatashi et al. noted that the group in which the CD was not identified, had a higher likelihood of inflammatory markers and clinical diagnosis of acute cholecystitis (63).

Table 2
Table 2 Summary of studies using ICG for cholecystectomy
Full table

While the data on outcomes is even more limited, of the groups that report it, there were no major adverse reactions to dye administration and there were decreased rates of conversion to open surgery, decreased rates of subtotal cholecystectomies, shorter operative times. Schols et al. reported significantly earlier identification of the CD (ICG 23 min vs. standard 31 min, P=0.004) and the CBD (ICG 22 min vs. standard 32 min, P=0.001) (42). Buchs et al. found a significantly shorter operative time by 24 min compared to standard bright light single-incision robotic cholecystectomy (P=0.06) (41). While they did not report identification rates, they noted that the decreased operative time was attributable to earlier identification of the CVS. This difference was significant only for patients with body-mass index (BMI) less than 24 as the thickness of the fat pad around the biliary tree led to limited ICG penetration and optimal CVS visualization. This was also supported by work by Daskalaki and Osayi et al. that specifically looked at group stratification by BMI.

As fluorescence-based IOC has little risk, the cost of the dye itself is low, and fluorescence-enabled laparoscopes are more widely available, many surgeons familiar with fluorescence technology favor its routine use. Proponents of FGS technology argue that the barrier to use of fluorescence-based cholangiography is low and technical feasibility is uncomplicated. The cost-effectiveness of this approach was evaluated by Dip et al, comparing the cost of IOC and fluorescence-based IOC (52). They found that the use of fluorescence IOC was more cost effective when compared to IOC at 13.97±4.3 USD vs. 778.43±0.4 USD per patient (P=0.0001) without the need to cannulate the CD. They note that the cannulation of the CD is one of the main points of contention by those who are adverse to routine IOC to prevent bile duct injury. If the wrong duct has been identified and cannulated, an IOC will prevent further injury such as complete transection of the CBD, but the choledochotomy will still need to be repaired.

However, incidences of biliary injuries during standard laparoscopic cholecystectomy are low and selective IOC is now preferred in most centers. There is not yet enough data to determine if fluorescence-cholangiography will affect rates of bile duct injury and or overall patient outcomes. Studies are ongoing to determine the added value of fluorescence cholangiography compared to conventional laparoscopic cholecystectomy. A number of studies compared fluorescent cholangiogram to IOC, while others compared FGS to standard bright light surgery (Table 3). Common end points are “time to identification of critical view of safety” “rate of identification of anatomic structures” and common secondary end points are “OR time”, “outcomes”, and “cost”.

Table 3
Table 3 Summary current clinical trials using ICG for cholecystectomy
Full table

ICG for visualizing bile leaks

Besides IOC, ICG is useful in evaluating the biliary system during hepatic resections as a tool for evaluating bile leaks. While the use of ICG for visualizing intrahepatic bile ducts is limited due to tissue depth penetration, it is useful to evaluate details over the cut surface of the liver. Kaibori et al. and Sakaguchi et al. both described the approach using a cholangiocatheter cannulation of the cystic duct stump to deliver ICG (66,67). Both studies showed that the use of ICG led to increased rates of detection of bile leaks compared to standard of care using a saline or fat emulsion injection. After repair, this led to no post-operative bile leaks in the ICG group in both studies compared to 6% and 10% respectively in the standard of care groups. The use of fluorescence imaging over the surgical bed of hepatic resections increased the rate of detection of bile leaks and subsequent complications.

ICG for visualizing hepatic segments

Anatomic resection of the liver based on Couinad segments revolutionized liver surgery by allowing surgeons to be methodical about the tissue that is removed while preserving healthy parenchyma (68). While intraoperative ultrasound is useful in visualizing the adjacent relationships of the vasculature, biliary structures and the lesion to be removed in real-time, the determination of resection boundaries at the level of hepatic surface anatomy is still often difficult to determine. A variety of techniques have been used to better delineate the anatomic segments prior to initiating parenchymal transection. Selective ligation of vascular pedicles and subsequent visualization of the ischemic boundaries is one approach. Dye injection as demonstrated by Makuuchi is another (69). A major issue with the use of traditional dyes such as MB and indigo-carmine, is the rapid washout after injection. The active transport of ICG and liver specificity of its metabolism allow the fluorescence signal from ICG to persist throughout the operation for continued image guidance. Aoki et al. and Inoue et al. first showed the feasibility of this approach, especially when following the intersegmental planes during division of the liver parenchyma (70,71). Twelve out of the 33 papers relevant to FGS hepatic resections looked at segmental staining to help guide parenchymal resection (Table 4). These are given as either standard doses of 2.5–5 mg or weight- based at 0.25–0.5 mg/kg. Administration of the dye can be performed intraoperatively. Positive segmental staining can be obtained by selective portal vein injection while negative segmental staining can be obtained by intravenous injection during selective portal clamping. While there is increasing literature describing surgeons’ experiences and case series in this area, there is little to no information on outcomes. As technology and experience with this approach expands the information should be forthcoming.

Table 4
Table 4 Summary of studies using ICG for hepatectomy
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ICG for visualizing hepatic tumors

The vasculature of neoplastic tissue is leaky and poorly organized, an effect called the EPR effect (103). This leads to retention of ICG in distinct patterns with certain HPB neoplasms that lend itself to utility in fluorescence-guided oncologic procedures. Ishizawa and Gotoh were the first groups to describe the use of ICG fluorescence to localize hepatic lesions (72,73). Patients received intravenous ICG as part of a routine pre-operative liver function assessment and the persistent signal at the tumors from this test was used to navigate resection margins. Twenty-one out of the 33 articles relevant to ICG fluorescence hepatectomy used this approach to label the tumor for intra-operative guidance. Gotoh et al. described HCC lesions as a bright homogenous fluorescence signal (72). They were able to detect all 10/10 pre-operatively diagnosed lesions, and in eight cases, new surface nodules not detected by either pre-operative imaging or IOUS were detected with the use of fluorescence imaging, 4/8 were HCC. Ishizawa described 37 patients with HCC and 12 patients with CLM, 23 of whom had the specimen imaged after resection with fluorescence imaging and 26 had real-time intra-operative fluorescence imaging after hepatic mobilization. They described three patterns of fluorescence: a bright homogenous fluorescence signal seen most commonly with HCC lesions, partial fluorescence seen in HCC lesions with components of hemorrhagic necrosis, and ring type fluorescence seen in CLM. Fluorescence microscopy for HCC lesions showed that the fluorescence was within the cancerous cells whereas in CLM lesions, the fluorescence was located at the surrounding non-cancerous liver parenchyma compressed by the tumor. Figure 1 adapted from Ishizawa’s review on ICG fluorescence imaging for HPB cancer shows these fluorescence patterns (104). Uchiyama used ICG in conjunction with contrast-enhanced IOUS to detect CLM and found that these lesions did not fluoresce homogenously compared to HCC and most were ring enhancing (n=18) (74). They found that the sensitivity of contrast-enhanced IOUS in conjunction with ICG fluorescence imaging was superior to multiple detector computed tomography (MDCT)/magnetic resonance imaging (MRI), 98.1% vs. 88.5% (P=0.05). They saw that even lesions that radiographically disappeared with neoadjuvant chemotherapy still showed a fluorescence signal and were positive for microscopically-viable cancer cells on pathology. Boogerd et al. reported on the use of ICG for hepatic resection of a wide variety of lesions including intrahepatic cholangiocarcinoma and hepatic metastases of uveal melanoma and breast cancer (59). These lesions showed a rim type fluorescence similar to CLM lesions.

Figure 1 Differential patterns of fluorescence signals on the cut surface of different liver cancers using ICG. ICG administered pre-operatively gives a fluorescence signal over the liver when imaged with a NIR-fluorescence camera. The patterns can be classified into bright homogenous “total” fluorescence type (A) well-differentiated hepatocellular carcinoma (HCC), partial fluorescence type (B) moderately differentiated HCC, and rim-type fluorescence (C), poorly differentiated HCC (upper) and CLM (lower). Adapted from (104). ICG, indocyanine green; CLM, colorectal liver metastases.

Since the initial report of the use of ICG in hepatic resections, several hundred cases have been reported with a variety of timing and dosing of administration and overall, a good sensitivity ranging from 70–100% up to 10 mm depth (105). While the safety and efficacy of ICG administration has been well reported, the long-term outcomes after fluorescence-guided hepatic resection compared to conventional resection is unclear. Handgraaf et al. showed that the use of fluorescence imaging increased the number of additional lesions detected during surgery for CLM to 25% from 13% (P=0.04) and the lesions detected by fluorescence imaging were usually smaller 3.2±1.8 vs. 7.4±2.6 mm (P<0.001) (106). While was an improvement in liver-specific recurrence-free survival at 4 years of 47% using fluorescence compared to 39% with conventional surgery, the study was not powered sufficiently to detect a significant difference. Further studies will need to be performed to determine the long-term outcomes of fluorescence guided oncologic surgery.

ICG and minimally invasive liver surgery

Fluorescence navigation using a NIR wavelength is well-suited for minimally-invasive liver surgery since this is already an environment where the surgeon is interacting with a monitor for visualization. Within four years of introduction of NIR fluorescence technology to open surgeries, NIR-enabled fluorescence laparoscopes were commercially available. In 2012, Ishizawa et al. first reported the initial experience of laparoscopic fluorescence-imaging guidance to delineate hepatic segments during resection (107). Kudo et al. reported in 2014 on the first series of patients undergoing laparoscopic hepatectomy using a positive fluorescence signal to identify the liver surface tumors (79). Of the 33 papers identified using ICG for FGS of liver lesions, 10 discuss using a minimally-invasive approach, either laparoscopic or robotic. Authors of these studies especially note that the use of fluorescence in laparoscopy was especially useful for identifying small sub-centimeter sub-capsular lesions that were not readily evident under bright-light visualization (108). They note the added benefit of fluorescence for visualization in these minimally-invasive approaches, especially that contrast enhancement compensates for the inability of the surgeon receive manual tactile feedback. Additionally image guidance was useful at superficial depths where IOUS may not readily detect these lesions. Fluorescence-navigation technology assisted in increasing the sensitivity of detecting lesions and localizing the resection margins in minimally-invasive settings.

Currently ongoing clinical trials using ICG in liver surgery are summarized in Table 5, however the work is still limited, focusing on feasibility, accuracy, and detections rates. There is limited information on outcomes, but with further experience, as well as expansion and maturation of this technology, more data should become available.

Table 5
Table 5 Summary current clinical trials using ICG for hepatectomy
Full table

ICG in liver transplants

The ability to use ICG to delineate boundaries of liver segments, visualize the biliary tree and directly assess perfusion without directly cannulating the vasculature makes it uniquely applicable to the field of transplant surgery in both living donor liver transplants (LDLT) and for liver transplant recipients in general. The technology allows donor liver parenchyma to be precisely transected at the segmental interfaces, identify aberrant anatomy, check for bile leaks and evaluate the perfusion and function of the residual liver after donor partial hepatectomy. Mizuno et al. first used ICG to delineate aberrant anatomy in a LDLT and further expand the application by using ICG fluorescent-cholangiogram to determine the point of transection of the bile duct (109,110). For liver transplant recipients, the technology allows surgeons to directly evaluate vascular anastomoses without instrumentation or cannulation, check for bile leaks and additionally gives an indicator of synthetic function as the fluorophore undergoes biliary excretion. Kubota et al. first used this technology in 3 patients receiving LDLT to evaluate vascular anastomoses (111). Recipients were imaged 10 seconds after injection and showed adequate flow through both the hepatic artery and portal vein. Forty minutes after the initial injection, there was biliary excretion of the dye showing appropriate biliary function and all patients recovered uneventfully. Figueroa et al. reported on the largest study of liver recipients using this technology: 72 patients received intravenous injections of ICG and perfusion patterns over the liver surface were evaluated and categorized as homogenous, non-perfused areas, and patchy perfusion throughout (112). Patients with patchy perfusion had a higher rate of primary graft dysfunction of 60% compared to patients with non-perfused areas (30%) and patients with homogenous perfusion (17%).

Tumor-specific fluorescence imaging for HPB surgery

While imaging with fluorophores alone is useful for evaluating surface anatomy of the liver and visualizing hepatic lesions, the technology is sensitive, but not specific. Not all nodules that exhibit a fluorescence signal are malignant. While we are still accumulating more knowledge on the use of fluorescence pattern recognition, especially using ICG, there is not one signal intensity or pattern that clearly indicates malignancy. While the decision is clear for fluorescent lesions that clearly correlate with pre-operative imaging, it is unclear what to do for these indeterminate lesions where the location may change the extent of planned surgery. The technology often identifies additional lesions and after these lesions are resected, histologic examination shows that not all are malignant. Case-series reporting on additional lesions discovered by NIR fluorescence imaging describe false-positive fluorescent nodules, especially in the setting of cirrhosis. False positive rates are variable and can be as high as 40% and up to 87% in cirrhotic livers (78). Tanaka et al. report that the positive predictive value of ICG in cirrhotic livers can be as low as 5.4% compared to 100% in healthy livers (78). While those numbers are extreme, most groups use a combination of clinical judgment, bright-light inspection, and contrast enhanced IOUS to indicate malignancy prior to resection (88).

The use of tumor-binding probes conjugated to fluorophores can confer further specificity to FGS. These probes use a variety of mechanisms to confer specificity to lesions. The most common approach is targeting using antigen-antibody binding, but other approaches such as peptide binding, selective protease activation, pH differential, or aberrant tumor metabolism are all viable techniques to selectively deliver a fluorescence signal to the target lesions while decreasing background noise.

Our lab has developed orthotopic mouse models of hepatic cancers, especially CLM (113-115). By either orthotopically implanting the tumor specimen or additionally serially selecting for cell line variants that form hepatic metastases, we are able to create clinically-relevant mouse models for use in further establish of tumor-specific fluorescence platforms (116).

Yano et al. used a genetically-engineered adenovirus expressing green fluorescence protein (GFP) with an orthotopic CLM mouse model to show efficacy for FGS (117). The adenovirus called OBP-401, is a conditionally-replicative adenovirus with the replication cassette under the control of the human telomerase reverse transcriptase (hTERT) promoter and a GFP gene under the control of a cytomegalovirus (CMV) promoter (118). The virus was administered directly into the tumor and imaging was performed 3 days after injection. A strong GFP signal was visualized at the tumor for FGS. The localization of OBP-401 GFP correlated with the red fluorescence protein (RFP) cells. Two groups of mice (n=16) underwent FGS vs. standard bright light surgery (BLS) and were evaluated 120 days after surgery. After BLS, there was still residual tumor at the surgical bed as indicated by GFP and RFP signals using fluorescence imaging (Figure 2A), but after FGS using OBP-401, there was no residual cancer remaining (Figure 2B). 94% (15/16) mice that underwent BLS had large tumor recurrences compared to mice that underwent FGS 19% (3/16) (P<0.001).

Figure 2 Visualizing a liver metastasis with viral-GFP in an orthotopic model of colon cancer. OBP-401, a conditionally-replicative adenovirus expressing GFP, was injected into orthotopically-implanted colorectal liver metastases 3 days before surgical resection. After BLS, both a GFP fluorescence signal from OBP-401 and an RFP signal from RFP-labeled cells were detected in the surgical bed (A). After OBP-401-FGS, there were no residual cancer cells (B). Adapted from (117). GFP, green fluorescence protein.

Hiroshima et al. also compared FGS vs. BLS using a orthotopic CLM model, but delivered fluorescence to the tumor with an intravenous injection of anti-carcinoembryonic antigen (CEA) antibody conjugated to a 650 nm fluorophore (119). The antibody-fluorophore conjugate was successful at delineating the tumor over the liver with a best signal to noise ratio at 72 hours. After BLS, there was still residual tumor at the surgical bed compared to FGS under anti-CEA-DyLight650 navigation where no residual cancer was detectable (Figure 3A). Additionally, the wavelength of the dye showed an improved fluorescence signal penetration in the presence of overlying tissue compared to GFP (Figure 3B). Disease-free and overall survival were significantly higher in the FGS group compared to BLS. In these orthotopic mouse models of CLM, using tumor-specific fluorescence navigation for surgical resection, decreased the volume of residual disease and increased overall and disease-free survival.

Figure 3 Visualizing a liver metastasis in an orthotopic model of colon cancer with a fluorescent antibody. Comparison between visible wavelength fluorescence and near-infrared fluorescence signal using anti-CEA antibody conjugated to DyLight650 visualized using a Mini Maglite® LED Pro flash light (Mag Instrument) with an excitation filter (ET640/30X, Chroma Technology Corporation) and a Canon EOS 60D digital camera with an EF-S18-55 IS lens (Canon) and an emission filter (HQ700/75M-HCAR, Chroma Technology Corporation). (A) The surface-exposed tumor (white arrow head) was clearly detected under both GFP and anti-CEA-DyLight650 navigation. In contrast, the tumors covered with normal tissues (yellow arrow heads) were detected only under anti-CEA-DyLight650 navigation. No residual tumor was detected after FGS. (B) Representative gross images of excised tumors (left panel: exposed tumor, right panel: buried tumor). Upper panels indicate bright field (BF) images; middle and lower panels indicate fluorescence images for GFP and DyLight 650 [650], respectively. The area surrounded by a white broken line indicates the buried part of the excised tumor. CEA650 fluorescence was able to penetrate normal liver tissue and visualize the buried part of the tumor, which was not detected by GFP fluorescence. Scale bars: 10 mm (A) and 2.5 mm (B). Adapted from (119). CEA, carcinoembryonic antigen; GFP, green fluorescence protein.

Clinical translation of these approaches is rapid and underway (Table 6). Van Dam’s group is evaluating the use of an anti-VEGF antibody conjugated to an 800 nm fluorophore, bevacizumab-800CW, in FGS of cholangiocarcinomas (NCT03620292). While the majority of these active clinical trials for tumor-specific probes are for colorectal and pancreatic cancers, the experience and concepts from these can be broadened into hepatic and biliary surgeries. Gutowski et al. report on the results of clinical trial NCT02973672 using an anti-CEA antibody conjugated to a 700 nm dye called SGM-101 that successfully imaged colorectal and pancreatic cancers and this probe is advancing to a phase III clinical trial (120,121). SGM-101 was found also to be able to label CLM as well as pancreatic cancer metastases to the liver as shown in Figure 4 (123). Rosenthal’s group is working on an epidermal growth factor receptor (EGFR) conjugated to an 800 nm fluorophore for HPB and pancreatic cancers (NCT02736578, NCT03384238) (124-126).

Table 6
Table 6 Summary current clinical trials using tumor-specific probes
Full table
Figure 4 Fluorescence intraoperative imaging showing a liver metastasis of a pancreatic cancer using an anti-CEA antibody conjugated to SGM-101 near-infrared fluorophore using the Quest imaging system. Images shown in color (A), fluorescence (B), merged (C), and ex vivo imaging showing a slice from the same metastasis (D). Adapted from (122). CEA, carcinoembryonic antigen.

These tumor-specific probes are still relatively early in their development, but the preliminary results are promising. With tumor-specific probes, there is enhanced and specific fluorescence at target lesions compared to a nonspecific dye such as ICG. Further work will need to be performed to optimize probe design, dose, schedule, and imaging devices. HPB procedures, especially those with minimally-invasive approaches, are cases where FGS can be used to potentially impact oncologic outcomes.

FGS is valuable for HPB surgery with both visible wavelength and NIR fluorophores. Nonspecific fluorophores are readily available and used in a variety of modalities to aid in visualization of desired structures. Non-specific accumulation at tumors helps localize the lesions at the surface as well as deeper within the parenchyma. Tumor-specific probes are a promising advancement in FGS with a greater degree of specificity. While advancing rapidly, the technology is still relatively new and it will be very interesting to see its impact on outcomes in the next few years.


Acknowledgments

Funding: This work was supported by US National Cancer Institute grant numbers CA126023, CA142669 (MB and AntiCancer, Inc.), VA Merit Review grant number 1 I01 BX003856-01A1 (MB), NIH/NCI T32CA121938 (TM Lwin).


Footnote

Provenance and Peer Review: This article was commissioned by the Guest Editor (Dr. Yuman Fong) for the series “Imaging and HPB Surgery” published in Hepatobiliary Surgery and Nutrition. The article was sent for external peer review organized by the Guest Editor and the editorial office.

Reporting Checklist: The authors have completed the Narrative Review reporting checklist. Available at http://dx.doi.org/10.21037/hbsn.2019.09.13

Conflicts of Interest:All authors have completed the ICMJE uniform disclosure form (available at http://dx.doi.org/10.21037/hbsn.2019.09.13). The series “Imaging and HPB Surgery” was commissioned by the editorial office without any funding or sponsorship. The authors have no other conflicts of interest to declare.

Ethical Statement: The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Lwin TM, Hoffman RM, Bouvet M. Fluorescence-guided hepatobiliary surgery with long and short wavelength fluorophores. Hepatobiliary Surg Nutr 2020;9(5):615-639. doi: 10.21037/hbsn.2019.09.13