Impact of pathological response after preoperative transcatheter arterial chemoembolization (TACE) on incidences of microvascular invasion and early tumor recurrence in hepatocellular carcinoma: a multicenter propensity score matching analysis
Original Article

Impact of pathological response after preoperative transcatheter arterial chemoembolization (TACE) on incidences of microvascular invasion and early tumor recurrence in hepatocellular carcinoma: a multicenter propensity score matching analysis

Yun Yang1#, Zheng Dang2#, Peng Lu3#, Youwen Qian4#, Kongying Lin5, Zeya Pan1, Wan Yee Lau1,6, Weiping Zhou1,7,8

1The Third Department of Hepatic Surgery, Eastern Hepatobiliary Surgery Hospital, Shanghai, China; 2Department of Hepatobiliary Surgery, 940 Hospital of PLA Joint Logistic Support Force, Lanzhou, China; 3Department of Hepatobiliary Surgery, Hainan Hospital of Chinese PLA General Hospital, Sanya, China; 4Department of Pathology, Eastern Hepatobiliary Surgery Hospital, Shanghai, China; 5Department of Hepatopancreatobiliary Surgery, Mengchao Hepatobiliary Hospital of Fujian Medical University, Fuzhou, China; 6Faculty of Medicine, the Chinese University of Hong Kong, Hong Kong, China; 7Key Laboratory of Signaling Regulation and Targeting Therapy of Liver Cancer (SMMU), Ministry of Education, Shanghai, China; 8Shanghai Key Laboratory of Hepatobiliary Tumor Biology (EHBH), Shanghai, China

Contributions: (I) Conception and design: WY Lau, W Zhou; (II) Administrative support: W Zhou; (III) Provision of study materials or patients: Y Yang, Z Dang, P Lu, Y Qian; (IV) Collection and assembly of data: K Lin; (V) Data analysis and interpretation: Z Pan; (VI) Manuscript writing: All authors; (VII) Final approval of manuscript: All authors.

#These authors contribute equally to this work.

Correspondence to: Professor Wan Yee Lau, MD, FRCS, FRACS(Hon). Faculty of Medicine, the Chinese University of Hong Kong, Shatin, New Territories, Hong Kong, China. Email: josephlau@cuhk.edu.hk; Dr. Weiping Zhou, MD, PhD. The Third Department of Hepatic Surgery, Eastern Hepatobiliary Surgery Hospital, 225 Changhai Road, Shanghai 200438, China. Email: ehphwp@126.com.

Background: To study the influence of pathological responses (PR) after transcatheter arterial chemoembolization (TACE) on incidences of microvascular invasion (MVI) and early recurrence in hepatocellular carcinoma (HCC) patients.

Methods: Between 2013 to 2015, consecutive HCC patients who underwent liver resection with “curative” intent at three hospitals were enrolled in this study. Patients with different areas of PR after preoperative TACE were compared with those without preoperative TACE on the incidences of MVI, early recurrence rates and patterns of recurrence before and after propensity score matching (PSM).

Results: Of 1,970 patients, 737 patients who received preoperative TACE were divided into three groups according to the areas of PR: ≥90% (n=226), 60–90% (n=447), and <60% (n=64). PR ≥90% was an independent protective factor of incidences of MVI [odds ratio (OR), 0.144; 95% confidence interval (CI), 0.082–0.245, P<0.001) and early recurrence (HR, 0.742; 95% CI, 0.561–0.963, P=0.032); while PR<60% was an independent risk factor of incidences of MVI (OR, 6.076; 95% CI, 3.004–11.728, P<0.001) and early recurrence (HR, 1.428; 95% CI, 1.095–1.929; P=0.009). Furthermore, patients with PR <60% were significantly more likely to develop multiple intrahepatic recurrences involving multiple hepatic segments when compared with patients without preoperative TACE.

Conclusions: This study indicated the area of PR after TACE was closely associated with the incidences of MVI and early tumor recurrence. Patients with PR <60% were at significantly higher risks of having more MVI, early and multiple tumor recurrences

Keywords: Hepatocellular carcinoma (HCC); transcatheter arterial chemoembolization (TACE); pathological response; microvascular invasion (MVI); early recurrence


Submitted Sep 07, 2020. Accepted for publication Nov 25, 2020.

doi: 10.21037/hbsn-20-700


Introduction

Hepatocellular carcinoma (HCC) is a common malignant tumor worldwide (1). Liver resection remains the mainstay of curative treatment for eligible HCC patients. Although surgical treatments of HCC have made tremendous progress in recent years, the prognosis of HCC is still unsatisfactory because of high tumor recurrence rates (2,3), which remain as great challenges to surgeons.

The interval between the date of surgery and tumor recurrence has been used to divide HCC recurrence into early (<2 years) and late recurrences (≥2 years) (4). More than 60% of all HCC recurrences are early recurrences closely related to presence of microvascular invasion (MVI) (5-9). Previous studies have shown that approximately 20–60% of HCC specimens obtained after liver resection were accompanied by MVI (10), which can be found in early and even very early stages of HCC(11).

To our knowledge, the impact of pathological responses (PR) of HCC after preoperative transcatheter arterial chemoembolization (TACE) on the incidences of MVI and the patterns of early recurrence have not been studied. A large multicenter study was conducted to study the association of PR after preoperative TACE on the incidences of MVI and early tumor recurrence in patients who underwent partial hepatectomy to treat resectable HCC with curative intent. Propensity score matching (PSM) was used to reduce potential biases which are inherent in retrospective studies. We present the following article in accordance with the STROBE reporting checklist (available at https://hbsn.amegroups.com/article/view/10.21037/hbsn-20-700/rc).


Methods

Study population

Between January 1, 2013 and December 1, 2015, consecutive HCC patients who underwent R0 resection at three hospitals in China (Eastern Hepatobiliary Surgery Hospital, 940 Hospital of PLA Joint Logistic Support Force, and Hainan Hospital of Chinese PLA General Hospital) were assessed to enter into this study. A preoperative diagnosis of HCC was based on the diagnostic criteria used by the American Association for the Study of Liver Diseases (12). The inclusion and exclusion criteria for this study are listed in Table S1 and Figure S1. The present study was performed in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Ethics Committees of all the study centers (No. EHBHKY2020-K-056), and written informed consent was obtained from all participants for their data to be used in clinical research.

Preoperative evaluations

Routine preoperative examinations included imaging and serological examinations. All patients underwent abdominal ultrasonography, intravenous contrast-enhanced abdominal magnetic resonance imaging (MRI) and/or computed tomography (CT) scans, and chest X-ray or chest CT scans. All radiological data was reviewed using a unified diagnostic criterion by two independent radiologists who had >10 years of radiological experience. Preoperative laboratory tests included routine blood tests, liver function, renal function, coagulation profile, hepatitis B surface antigen/e antigen (HBsAg, HBeAg), hepatitis C virus antibody (HCV Ab), hepatitis B virus DNA load (HBV DNA), and levels of alpha-fetoprotein (AFP), carcinoembryonic antigen (CEA), and carbohydrate antigen 19-9 (CA19-9). Esophageal and gastric varices were diagnosed by esophagogastroduodenoscopy.

Preoperative TACE

TACE was performed as previously described(13). Briefly, a vascular catheter was inserted into a femoral artery using the Seldinger technique. The catheter tip was selectively inserted into the left or right hepatic artery, or the tumor-feeding artery when technically possible, and hepatic angiography was then performed. An emulsion of 5-fluorouracil (1 g), mitomycin C (20 mg), cisplatin (5 mg), and lipiodol (10–30 mL at 1–2 mL/cm of tumor diameter) was then injected. This was followed by embolization with 1- to 3-mm gelatin sponge particles until there was complete stasis in the tumor feeding vessels. In all cases, testing for a parasitic tumor blood supply was done through accessory arteries (i.e., the inferior phrenic, internal mammary, or intercostal arteries), and if one was present, the patient underwent additional superselective treatment (the same chemotherapeutic mixture plus embolization). The lobar technique was used in case of multiple (>3) HCC in the same lobe or when superselective cannulation of the feeding artery was not technically feasible.

When the operator was unable to treat all nodules in a single session, the first TACE was split into two sessions carried out within 1 month. All TACE procedures were performed by interventional physicians who had >10 years of interventional experience.

Routine blood tests, liver function, renal function, CEA, CA19-9, and AFP were carried out in all patients 4–6 weeks after TACE.

Surgical procedures

Resectability of HCC was evaluated based on patient’s general condition, liver function, tumor size, tumor location, and amount of future remnant liver volume as estimated by CT and/or MRI scans before operation. The technique used for R0 liver resection had previously been reported (14). All liver surgery was performed by a hepatic surgeon with more than 20 years of experience.

Postoperative histopathological examinations

Surgical specimens were examined to assess tumor number, maximum tumor diameter, tumor margins, tumor encapsulation, satellite nodules, and liver cirrhosis. Satellite nodules were defined as tumors <1 cm in diameter and located <1 cm from the main tumor. All specimens were cut into slices along the longest diameter of the tumor at a thickness of 5 mm. PR was determined as the percentage of the lesion with non-viable cancer cells (represented by necrosis or fibrosis, the ultimate stage of necrosis). When there were multiple tumors, the mean percentage was taken. Currently, the definition of MVI is presence of tumor cells in a portal vein, hepatic vein, or large capsular vessel of the surrounding hepatic tissue lined by endothelium that is only visible under microscopy (15). All histopathological evaluations were performed independently by two pathologists with >10 years of experience. The two pathologists were blinded to all clinical data. All discrepancies between pathologists were settled by discussion.

Follow-up and endpoints

All patients were reviewed once every 3 months after surgery. Postoperative follow-up was performed by the same team of surgeons, and the follow-up program included serum AFP, complete blood counts, liver function, renal function, hepatitis B virus DNA, chest X-ray, abdominal ultrasound, and intravenous contrast-enhanced abdominal CT or MRI. When a patient was diagnosed with tumor recurrence, appropriate treatments, including percutaneous ethanol injection, radiofrequency ablation, TACE, or re-hepatectomy were performed based on the patient’s general condition, liver function, tumor size, pattern of tumor recurrence, as well as patient’s wishes. Treatment of extrahepatic metastasis included local excision, systemic chemotherapy, and molecular targeted therapy. Best supportive care was given to patients with end-stage HCC, poor liver function, or poor general status. This study was censored on Jun 1, 2019.

The median (interquartile range) duration of follow-up was 31.3 (20.5–60.2) months. The primary endpoint was time to recurrence, which was calculated from the date of surgery to the date when tumor recurrence was diagnosed. The secondary endpoint was presence of MVI based on postoperative histopathology.

PSM

PSM was used to eliminate selection biases produced by disequilibrium between groups according to previous descriptions (16,17). Covariates which were entered into the PSM model included age, sex, HbsAg, HbeAg, HCV Ab, HBV-DNA load, AFP levels, total bilirubin (TBIL), albumin (ALB), alanine aminotransferase (ALT), preoperative platelets (PLT) count, tumor number, cirrhosis, maximum tumor size, tumor encapsulation, tumor margin, tumor differentiation, anatomical resection, surgical margin, and satellite nodules. PSM was performed as a 1:1 matching between the two groups, with nearest-neighbor matching and a 0.05 caliper width using SPSS. The matching procedure was based on a previous report (18).

Statistical analysis

Continuous variables were expressed as median (range) or mean [standard deviation (SD)]. Categorical variables were expressed as frequency (percentage). Categorical variables were compared by the χ2 test or Fisher’s exact test. Continuous variables were compared by the Student’s t-test or Mann-Whitney U test. All analyses were two-tailed. Survival curves were calculated using the Kaplan-Meier method and compared using the log-rank test. Preoperative factors that might be associated with MVI were assessed by univariable and multivariable logistic regression analyses. Cox regression analyses were used for univariable and multivariable analyses of early recurrence. All statistical analyses were performed using SPSS 23.0 for Windows (SPSS, IBM, Armonk, NY, USA). A P value <0.05 was considered statistically significant.


Results

Baseline patient clinical characteristics

Of 3,093patients who underwent R0 resection, 1,123 patients were excluded from this study based on the exclusion criteria as listed in Table S1 and Figure S1. Finally, data on the remaining 1,970 patients were analyzed.

Of 1,970 patients, 737 received, while the remaining 1,233 did not receive, preoperative TACE. The reasons why these 737 patients received TACE as the first treatment were because of personal/medical reasons to delay major surgery (n=293), initial refusal to surgical treatment (n=297) or socio-financial reasons (n=147). Among the 737 patients who were treated with preoperative TACE, 543 underwent a single session of preoperative TACE and 194 multiple sessions. The median number of preoperative TACE sessions was 1 (range, 1–6). The median interval between the first TACE treatment and surgery was 6 weeks (range, 4–44 weeks). For patients with multiple preoperative TACE sessions, the median interval between the last TACE treatment and surgery was 8 weeks (range, 4–46 weeks).

Baseline clinical characteristics of the patients with and without preoperative TACE are shown in Table S2. Differences in age, percentages of HBeAg(+), HCV Ab(+), and tumor differentiation between groups were not significant (P>0.05). However, there were significant differences between groups in serum AFP, TBIL and ALT levels, tumor size, gender, HBsAg positivity rates, associated liver cirrhosis, HBV DNA loads, ALB and PLT levels and percentages of patients with smooth tumor margins, multiple tumors, complete tumor capsules and satellite lesions (all P<0.05). In addition, the proportions of patients who received antivirus treatment, anatomical resection and wide surgical margins were also significantly different (all P<0.05). After PSM, 602 pairs of patients were created. The background characteristics and preoperative factors between groups became similar (all P>0.05) (Table S2).

Association of PR with incidences of MVI

The association between preoperative TACE with incidences of MVI based on tumor PR was analyzed in the 737 patients who underwent preoperative TACE. As shown in Figure 1, the incidence of MVI in patients with complete pathological response (CPR) was 0 (0/84). The incidences of MVI gradually increased with decreasing percentages of tumor PR. In patients with a tumor PR area <50%, the incidence of MVI was as high as 92.0%. The incidence of MVI in the group of patients with preoperative TACE was significantly lower than those without preoperative TACE before PSM (38.8% vs. 44.7%, P=0.011). After PSM, the difference was not significant (37.5% vs. 40.9%, P=0.238) (Table 1). The 737 patients who underwent preoperative TACE were then divided into three groups according to tumor PR: ≥90% (n=226), 60–90% (n=447), and <60% (n=64). The clinical characteristics of the patients with a tumor PR ≥90% and patients without preoperative TACE before and after PSM are shown in Table S3. The incidence of MVI in the group of patients with a tumor PR ≥90% was 8.8%, which was significantly lower than those patients without preoperative TACE before PSM (8.8% vs. 44.7%, P<0.001), and after PSM (8.1% vs. 34.2%, P<0.001) (Table 1). The pathology images of different PR areas with or without MVI are shown in Figure S2.

Figure 1 Association of incidence of MVI with tumor PR area. MVI microvascular invasion; PR, pathological response.

Table 1

MVI incidences between patients with different PR and without preoperative TACE before and after PSM

Group MVI incidence, n (%)
The entire cohort The PSM cohort
With preoperative TACE (N=737) Without preoperative TACE (N=1,233) P With preoperative TACE (N=602) Without preoperative TACE (N=602) P
Total 286/737 (38.8) 551/1,233 (44.7) 0.011 226/602 (37.5) 246/602 (40.9) 0.238
With PR area ≥90% 20/226 (8.8) 551/1,233 (44.7) <0.001 18/222 (8.1) 76/222 (34.2) <0.001
With PR area between 60–90% 213/447 (47.7) 551/1,233 (44.7) 0.281 198/420 (47.1) 182/420 (43.3) 0.268
With PR area <60% 53/64 (82.8) 551/1,233 (44.7) <0.001 44/50 (88.0) 24/50 (48.0) <0.001

MVI, microvascular invasion; PR, pathological responses; TACE, transarterial chemoembolization; PSM, propensity score matching.

The clinical characteristics of patients with a tumor PR of 60–90% and patients without preoperative TACE before and after PSM are shown in Table S4. The incidence of MVI in patients with a tumor PR of 60–90% was similar to patients without preoperative TACE either before or after PSM (before PSM: 47.7% vs. 44.7%, P=0.281; after PSM: 47.1% vs. 43.3%, P=0.268) (Table 1).

The clinical characteristics of patients with a tumor PR <60% and patients without preoperative TACE before and after PSM are shown in Table S5. The incidence of MVI in the group of patients with a tumor PR <60% was 82.8%, which was significantly higher than those patients without preoperative TACE before PSM (82.8% vs. 44.7%, P<0.001). After PSM, this was 88.0%, which remained significantly higher than those patients without preoperative TACE (88.0% vs. 48.0%, P<0.001) (Table 1).

Further analyses were conducted on the entire patient cohort (n=1,970). The results of univariable analysis are shown in Table S6. Multivariable analysis indicated that large tumor size, satellite nodules, grade III/IV differentiation, non-smooth tumor margins, and high pre-treatment AFP levels were independently associated with increased risks of MVI. However, anti-virus treatment was an independent protective factor of MVI. In this entire cohort, preoperative TACE and the number of TACE sessions had no impact on the incidence of MVI. PR ≥90% was an independent protective factor of MVI [odds ratio (OR), 0.144; 95% confidence interval (CI), 0.082–0.245, P<0.001], however, PR <60% was an independent risk factor of MVI (OR, 6.076; 95% CI, 3.004–11.728, P<0.001) (Table 2).

Table 2

Multivariable logistic regression analysis of microvascular invasion presence in patients receiving preoperative TACE treatment and those not receiving preoperative TACE treatment (N=1,970)

Variables Multivariable
OR (95% CI) P
Preoperative TACE (yes vs. no) 0.748 (0.652–1.190) 0.188
Tumor number (multiple vs. single) 0.761 (0.596–1.134) 0.416
Tumor size (≥5 vs. <5 cm) 1.229 (1.035–1.682) 0.011
Satellite nodules (presence vs. absence) 2.857 (2.235–3.653) <0.001
Edmondson grade (III+IV vs. I+II) 2.873 (2.117–4.211) <0.001
Tumor capsule (non-complete vs. complete) 1.228 (0.822–1.764) 0.252
Liver cirrhosis (yes vs. no)
Age (≥60 vs. <60 years)
Gender (male vs. female)
Tumor margin (non-smooth vs. smooth) 6.924 (5.298–9.674) <0.001
HCV Ab (positive vs. negative)
HBV DNA (≥10,000 vs. <10,000 IU/mL)
TBIL (≥20 vs. <20 μmol/L)
ALT (≥40 vs. <40 U/L)
ALB (<40 vs. ≥40 g/L)
PLT (<100×109/L vs. ≥100×109/L
AFP (≥400 vs. <400 ng/mL) 1.221 (1.129–1.598) 0.029
HbeAg (positive vs. negative)
HbsAg (positive vs. negative)
Surgical margin (<1 vs. ≥1 cm)
Anatomical resection (no vs. yes)
Anti-virus treatment (yes vs. no) 0.729 (0.523–0.835) 0.010
Pathological response 1.000 <0.001
PR area ≥90% vs. without preoperative TACE 0.144 (0.082–0.245) <0.001
PR area between 60–90% vs. without preoperative TACE 1.232 (0.966–1.592) 0.214
PR area <60% vs. without preoperative TACE 6.076 (3.004–11.728) <0.001
TACE sessions
   With single preoperative TACE session vs. without preoperative TACE
   With multiple preoperative TACE sessions vs. without preoperative TACE

TACE, transcatheter arterial chemoembolization; 95% CI, 95% confidence interval; OR, odds ratio; HCV Ab, hepatitis C virus antibody; HBV, hepatitis B virus; DNA, deoxyribonucleic acid; TBIL, total bilirubin; ALT, alanine aminotransferase; ALB, albumin; PLT, platelet; AFP, serum alpha-fetoprotein; HBeAg, hepatitis B e antigen; HBsAg, hepatitis B surface antigen; PR, pathological response.

Association of PR with early tumor recurrence

The 6-, 12-, and 24-month tumor recurrence rates in patients with tumor PR ≥90% were significantly lower than those patients without preoperative TACE before and after PSM (both P<0.001 before and after PSM) (Figure 2A,2B). In patients with tumor PR between 60–90%, The 6-, 12-, and 24-month tumor recurrence rates were comparable between patients with tumor PR between 60–90% and patients without preoperative TACE before and after PSM (P=0.183 before PSM, and P=0.364 after PSM) (Figure 2C,2D). In patients with tumor PR <60%, the 6-, 12-, and 24-month tumor recurrence rates were significantly higher than those patients without preoperative TACE before and after PSM (P<0.001 before PSM, and P=0.042 after PSM) (Figure 2E,2F).

Figure 2 Early tumor recurrence between patients with different tumor PR and patients without preoperative TACE. (A) The cumulative early tumor recurrence curve of patients with tumor PR area ≥90% and patients without preoperative TACE before PSM (P<0.001). (B) The cumulative early tumor recurrence curve of patients with tumor PR area ≥90% and patients without preoperative TACE after PSM (P<0.001). (C) The cumulative early tumor recurrence curve of patients with tumor PR area between 60–90% and patients without preoperative TACE before PSM (P=0.183). (D) The cumulative early tumor recurrence curve of patients with tumor PR area between 60–90% and patients without preoperative TACE after PSM (P=0.364). (E) The cumulative early tumor recurrence curve of patients with tumor PR area <60% and patients without preoperative TACE before PSM (P<0.001). (F) The cumulative early tumor recurrence curve of patients with tumor PR area <60% and patients without preoperative TACE after PSM (P=0.042). PR, pathological response; TACE, transcatheter arterial chemoembolization; PSM, propensity score matching.

Independent risk factors for early tumor recurrence were identified using cox regression analyses on the entire cohort (n=1,970). The results of univariable analysis are shown in Table S7. Multivariable analysis indicated that tumor size ≥5 cm [hazard ratio (HR), 1.765; 95% CI, 1.528–2.016; P<0.001], AFP levels ≥400 ng/mL (HR, 1.244; 95% CI, 1.077–1.426; P=0.003), and presence of MVI (HR, 1.696; 95% CI, 1.508–2.009; P<0.001) were independently associated with early tumor recurrence (Table 3) In contrast, anti-virus treatment was an independent protective factor for early tumor recurrence (HR, 0.792; 95% CI, 0.611–0.978; P=0.035). Interestingly, cox regression analyses on this entire cohort revealed that preoperative TACE and the number of preoperative TACE sessions had no impact on early tumor recurrence. However, tumor PR area after TACE was a significant factor associated with early tumor recurrence. Tumor PR ≥90% was an independent protective factor for early tumor recurrence (HR, 0.742; 95% CI, 0.561–0.963; P=0.032), while tumor PR <60% was an independent risk factor for early tumor recurrence (HR, 1.428; 95% CI, 1.095–1.929; P=0.009) (Table 3); and tumor PR between 60–90% had no impact on early tumor recurrence (HR, 1.095; 95% CI, 0.930–1.289; P=0.276) (Table S7).

Table 3

Multivariable cox regression analysis of early tumor recurrences (N=1,970)

Variables Multivariable
HR (95% CI) P
Preoperative TACE (yes vs. no)
Tumor number (multiple vs. single) 1.252 (1.126–1.596) <0.001
Tumor size (≥5 vs. <5 cm) 1.765 (1.528–2.016) <0.001
Satellite nodules (presence vs. absence) 1.077 (0.925–1.286) 0.365
Edmondson grade (III+IV vs. I+II) 1.118 (0.877–1.346) 0.295
Tumor capsule (non-complete vs. complete) 1.219 (0.999–1.518) 0.055
Liver cirrhosis (yes vs. no)
Age (≥60 vs. <60 years) 1.064 (0.897–1.169) 0.427
Gender (male vs. female)
Tumor margin (non-smooth vs. smooth) 1.177 (0.996–1.389) 0.062
HCV Ab (positive vs. negative)
HBV DNA (≥10,000 vs. <10,000 IU/mL)
TBIL (≥20 vs. <20 μmol/L)
ALT (≥40 vs. <40 U/L)
ALB (<40 vs. ≥40 g/L)
PLT (<100×109/L vs. ≥100×109/L
AFP (≥400 vs. <400 ng/mL) 1.244 (1.077–1.426) 0.003
HbeAg (positive vs. negative)
HbsAg (positive vs. negative)
Surgical margin (<1 vs. ≥1 cm) 1.696 (1.508–2.009) <0.001
Anatomical resection (no vs. yes) 1.053 (0.915–1.232) 0.469
Anti-virus treatment (yes vs. no) 1.058 (0.926–1.277) 0.416
Pathological response 0.792 (0.611–0.978) 0.035
PR area ≥90% vs. without preoperative TACE 1
PR area between 60–90% vs. without preoperative TACE 0.742 (0.561–0.963) 0.032
PR area <60% vs. without preoperative TACE 1.036 (0.869–1.119) 0.812
TACE sessions 1.428 (1.095–1.929) 0.009
With single preoperative TACE session vs. without preoperative TACE
   With multiple preoperative TACE sessions vs. without preoperative TACE
   Preoperative TACE (yes vs. no)

TACE, transcatheter arterial chemoembolization; 95% CI, 95% confidence interval; OR, odds ratio; HCV Ab, hepatitis C virus antibody; HBV, hepatitis B virus; DNA, deoxyribonucleic acid; TBIL, total bilirubin; ALT, alanine aminotransferase; ALB, albumin; PLT, platelet; AFP, serum alpha-fetoprotein; HBeAg, hepatitis B e antigen; HBsAg, hepatitis B surface antigen; PR, pathological response.

Association of PR with patterns of early tumor recurrence

The patterns of tumor recurrence have been described in a previous report (19). The type of recurrence in patients with PR ≥90% was similar to patients without preoperative TACE, either before or after PSM (before PSM: P=0.265; after PSM: P=0.205). However, the proportion of multiple intrahepatic recurrence was significantly higher in patients without preoperative TACE either before or after PSM (before PSM: 15.3% vs. 28.6%, P=0.030; after PSM: 15.5% vs. 31.6%, P=0.031). In addition, patients with tumor PR ≥90% were less likely to have local recurrences or recurrences involving multiple liver segments either before or after PSM (before PSM: P=0.033; after PSM: P=0.025) (Figure S3).

Patients with PR of 60–90% were more likely to have extrahepatic metastasis and multiple intrahepatic recurrences than patients without preoperative TACE before PSM (14.6% vs. 6.4%, P=0.001; 38.1% vs. 28.6%, P=0.019, respectively). However, the differences between groups became insignificant after PSM (9.2% vs. 11.7%, P=0.417; 37.9% vs. 33.7%, P=0.427, respectively). In addition, the differences in locations of intrahepatic recurrences between groups were also insignificant either before or after PSM (before PSM: P=0.684; after PSM: P=0.630) (Figure S3).

Extrahepatic metastases were more common in patients with PR <60% than in patients without preoperative TACE before PSM (P<0.001). After PSM, the proportions of patients developing extrahepatic metastases were similar between groups (P=0.726). Patients with PR <60% were more likely to have multiple intrahepatic tumor recurrences either before or after PSM (before PSM: P=0.001; after PSM: P=0.029). In addition, local recurrence or recurrent tumors which involved multiple liver segments were more commonly seen in patients with PR <60%, either before or after PSM (before PSM: P=0.041; after PSM: P=0.024) (Figure S3).

Association of PR with overall survival (OS)

The 1-, 3-, and 5-year cumulative OS rates in patients with tumor PR ≥90% were significantly higher than patients without preoperative TACE before and after PSM. (P<0.001 before PSM, and P=0.014 after PSM) (Figure 3A,B). For patients with tumor PR between 60–90%, the 1-, 3-, and 5-year cumulative OS rates were similar with patients without preoperative TACE before and after PSM (P=0.259 before PSM, and P=0.604 after PSM) (Figure 3C,D). The 1-, 3-, and 5-year cumulative OS rates of patients with tumor PR <60% were significantly lower than patients without preoperative TACE before and after PSM (P<0.001 before PSM, and P=0.045 after PSM) (Figure 3E,F).

Figure 3 OS between patients with different tumor PR and patients without preoperative TACE. (A) The cumulative OS curve of patients with tumor PR area ≥90% and patients without preoperative TACE before PSM (P<0.001). (B) The cumulative OS curve of patients with tumor PR area ≥90% and patients without preoperative TACE after PSM (P=0.014). (C) The cumulative OS curve of patients with tumor PR area between 60–90% and patients without preoperative TACE before PSM (P=0.259). (D) The cumulative OS curve of patients with tumor PR area between 60–90% and patients without preoperative TACE after PSM (P=0.604). (E) The cumulative OS curve of patients with tumor PR area <60% and patients without preoperative TACE before PSM (P<0.001). (F) The cumulative OS curve of patients with tumor PR area <60% and patients without preoperative TACE after PSM (P=0.045). OS, overall survival; PR, pathological response; TACE, transcatheter arterial chemoembolization; PSM, propensity score matching.

Discussion

Approximately 20–60% of HCC specimens are reported to be accompanied with MVI after liver resection, and MVI is a known high-risk factor that leads to early recurrence after curative liver resection for HCC (10,15,20,21). The aim of this study was to evaluate the influence of PR after TACE on incidences of MVI and prognosis in HCC patients. Previous studies have reported on several models which are useful in predicting presence of MVI before liver resection (22,23). By using these models, patients predicted to have high risks of MVI presence can be offered preoperative TACE to reduce the incidence of MVI, and hopefully prolong survival (22,23).

Preoperative TACE with PR ≥90% was associated with lower MVI incidence and better prognosis for HCC patients in this study. A single tumor and tumor size ≤5 cm have been reported to associate significantly with tumor PR >90% (24,25). In addition, avid tumor enhancement, AFP<100 ng/mL, and a longer time between the first TACE procedure and liver resection were all related to PR >90% (26,27). Furthermore, development of >90% lesion necrosis was reported to be due to a relatively simple blood supply to HCC and presence of a feeding vessel larger than 0.9 mm in diameter on pre-TACE visceral angiogram (26,28). Golfieri et al. suggested that complete necrosis and necrosis ≥90% were more frequently observed after selective/superselective TACE than lobar TACE (29). However, selective/superselective TACE needs more time and skills. In this study, superselective TACE was carried out whenever technically feasible. Previous studies also indicated that TACE mainly caused necrosis of well-differentiated HCC cells, leaving poorly differentiated cells which are less sensitive to hypoxia. Thus, tumors with PR >90% are often homogeneous and well differentiated (30,31). Currently, there is still no consensus on technique, protocol or drug regimen used in TACE. The impacts of dosage of chemo-agents and lipiodol, and size of gelatin sponges on tumor PR after preoperative TACE are unclear and need to be further studied. In this study, the dosage of chemo-agents and lipiodol, and size of gelatin sponges were dependent on tumor size, tumor number, tumor location, vascular condition of tumor feeding artery, and patients’ liver function with or without accompanying liver cirrhosis.

The impact of bridging treatments on MVI in transplant candidates have been investigated (32). The study indicated that the incidence of MVI in patients with tumor necrosis >60% was significantly higher than patients with tumor necrosis 0–60%. Thus, the incidence of MVI was closely associated with the area of tumor necrosis, which was consistent with our findings. Results from multivariable analysis in our study indicated that not preoperative TACE, but different tumor PR areas after preoperative TACE led to different incidences of MVI. There is still no direct evidence to indicate incomplete TACE induces MVI. However, some experiments have shown that serum vascular endothelial growth factor (VEGF) or hypoxia inducible factor-1 alpha (HIF-1α) increase in suboptimal responders when compared with complete responders after TACE (33-36). To adapt to hypoxic environment, HIF-1α stimulates cyclooxygenase-2 (COX-2) protein expression and promotes epithelial-to-mesenchymal transition (EMT) process in residual HCC cells, with resultant aggravation of HCC invasion and metastasis after TACE. Furthermore, EMT has been reported to be associated with formation of MVI (37-39). Based on these reports, TACE can be speculated to kill well-differentiated HCC cells while leaving behind those HCC cells which exhibit more aggressive behaviors, such as tumors with MVI. Incomplete necrosis of HCC also increases the expressions of VEGF and HIF-1α, which induce COX-2 expression and promote EMT process in residual HCC cells. EMT can further promote formation of MVI and enhance HCC invasion and metastasis, to contribute to poor prognosis in HCC patients after TACE. Further studies are needed to verify these speculations.

Our analysis revealed the association of tumor PR areas with the cumulative early tumor recurrence rates. Complete response (CR) after TACE leading to significantly better prognosis than partial response (PR) and stable disease (SD) have been reported (40-42). However, the impact of the area of PR on the incidences of MVI and early recurrence have not been reported. This study first reported that PR area ≥90% was an independent protective factor of incidence of MVI and early recurrence, and PR area<60% was an independent risk factor of incidence of MVI and early recurrence. The incidences of MVI gradually increased with decreasing percentages of PR area. Furthermore, patients with PR <60% were significantly more likely to develop multiple intrahepatic recurrences with involvement of multiple hepatic segments when compared with patients without preoperative TACE. The influence of tumor PR on patterns of early tumor recurrence was again first reported in this study.

The tumor PR area was also found in this study to associate with the pattern of recurrence. Patients with a tumor PR area of ≥90% were less likely to have multiple intrahepatic, local or recurrences involving multiple liver segments than patients with a tumor PR area of <60%. Imaging features after TACE on CT and/or MRI were closely associated with PR area which had been validated in clinical practice. On post-TACE CT imaging, a lack of residual contrast enhancement, a decrease in lesion size, a high lesion density with accumulation of ethiodized oil, and a diffuse distribution of ethiodized oil throughout the lesion correlated with near-complete lesion necrosis upon histopathological analysis. In addition, semi-automated, three-dimensional (3D) quantitative assessment of HCC lesions with MRI after TACE showed a high degree of overall accuracy in prediction of histopathologic tumor necrosis. Enhancement-based and apparent diffusion coefficient-based MRI techniques are also useful in predicting pathologic tumor necrosis. Volumetric pre-TACE enhancement on MRI and post-TACE oil deposition in CT can accurately predict necrosis in TACE-treated HCC lesions. Thus, based on imaging features, the PR area could be predicted before liver resection (26,43,44). For patients who were likely to have a tumor PR area of <60% as predicted by CT and/or MRI, a wide surgical margin should be carried out to reduce the local recurrence rate (14).Although whether the width of surgical margin (narrow vs. wide margin) in liver resection for HCC patients affects long-term survival is still debated, the OS rate for patients with a wide margin (>1 cm) has been found to be significantly better than those with a narrow margin (<1 cm). In addition, all recurrence at the liver transection margin happened in the narrow margin group who had significantly worse survival outcomes than those without local recurrence (14). For patients with MVI, a resection margin of >1 cm resulted in better 5-year recurrence and overall survival than a resection margin of <1 cm. However, the differences in patients without MVI were not significant (45). Thus, for patients who are predicted to have a high risk of MVI by the established models, a wide-margin liver resection should be carried out based on safety and technical feasibility. As patients with PR of <60% were shown in this study to have poorer long-term survival outcomes after liver resection, these patients should be closely followed-up, and post-operative adjuvant treatment using TACE or molecular targeted agents should be discussed with these patients.

This study had several limitations. First, this is a retrospective study with potential biases inherent in such a type of study which can be reduced using PSM. However, PSM has limitations and it may even increase imbalance, inefficiency and biases between groups. After PSM, with 1:1 matching in this study, nearly half of the sample (602/1,233) was reduced in patients without preoperative TACE, and thus resulting in a decrease in statistical power. Matching using 1:4 in PSM can lead to a minimum mean square error. As the sample size of patients without pre-operation TACE in this study was twice of patients with preoperative TACE, 1:1 match was used. Furthermore, PSM only controls the influence of measurable variables. The way to resolve selection on unobservable is to enroll as many relevant measurable variables as possible (46). In this study, 21 variables associated with presence of MVI and prognosis were enrolled in PSM which can partly improve the statistical power. Second, the vast majority of HCC patients enrolled in this study had HBV infection because of the high prevalence of HBV infection in China. Patients with HCV-related HCC and those with other etiologies will need to be further investigated to support the findings of this study.

In conclusion, PR area after TACE was shown in this study to be closely associated with presence of MVI, early tumor recurrences and patterns of recurrence. Measures to reduce incidences of MVI and to improve prognosis of patients after liver resection need further studies.


Acknowledgments

Funding: This work was supported by grants from the National Natural Science Foundation of China (No. 81502416), the Science Fund for Creative Research Groups, NSFC, China, (No. 81521091), and the State Key Infection Disease Project of China (No. 2018ZX10732202-002-005).


Footnote

Reporting Checklist: The authors have completed the STROBE reporting checklist. Available at https://hbsn.amegroups.com/article/view/10.21037/hbsn-20-700/rc

Data Sharing Statement: Available at https://hbsn.amegroups.com/article/view/10.21037/hbsn-20-700/dss

Conflicts of Interest: All authors have completed the ICMJE uniform disclosure form (available at https://hbsn.amegroups.com/article/view/10.21037/hbsn-20-700/coif). WYL serves as an unpaid advisor of Hepatobiliary Surgery and Nutrition. The other authors have no conflicts of interest to declare.

Ethical Statement:The authors are accountable for all aspects of the work in ensuring that questions related to the accuracy or integrity of any part of the work are appropriately investigated and resolved. The present study was performed in accordance with the Declaration of Helsinki (as revised in 2013). The study was approved by the Institutional Ethics Committees of the Eastern Hepatobiliary Surgery Hospital, 940 Hospital of PLA Joint Logistic Support Force, and Hai Nan Hospital of Chinese PLA General Hospital (No. EHBHKY2020-K-056). Informed consent was obtained from all the patients for their data to be used for research.

Open Access Statement: This is an Open Access article distributed in accordance with the Creative Commons Attribution-NonCommercial-NoDerivs 4.0 International License (CC BY-NC-ND 4.0), which permits the non-commercial replication and distribution of the article with the strict proviso that no changes or edits are made and the original work is properly cited (including links to both the formal publication through the relevant DOI and the license). See: https://creativecommons.org/licenses/by-nc-nd/4.0/.


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Cite this article as: Yang Y, Dang Z, Lu P, Qian Y, Lin K, Pan Z, Lau WY, Zhou W. Impact of pathological response after preoperative transcatheter arterial chemoembolization (TACE) on incidences of microvascular invasion and early tumor recurrence in hepatocellular carcinoma: a multicenter propensity score matching analysis. Hepatobiliary Surg Nutr 2022;11(3):386-399. doi: 10.21037/hbsn-20-700

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